Industry Office Chief

In this role as a Industry Office Chief, you will be responsible for:

• Responsible for the day-to-day operations and planning of the office; leading change; motivating managers and staff; encouraging creative thinking, innovation and novel processes that create efficiency and flexibility while maintaining investor protection and facilitating capital formation.
• Oversee the office's program for screening and selectively reviewing filings made under the Securities Act of 1933 and the Securities Exchange Act of 1934.
• Guide the office and Division in setting and meeting the Division's annual review goals, as well as ensuring that the Division meets its mandatory review requirement under Section 408 of the Sarbanes-Oxley Act of 2002.
• Monitor and assess issues across filings, companies and industries and collaborate and/or coordinate with other offices or divisions, including other offices within the Division. Responsible for analyzing and recommending courses of action for novel issues and complex disclosure and accounting questions and coordinating effectively with other office chiefs to promote consistency in the DRP.
• Assist the DRP leadership in developing and executing initiatives and strategic goals.
• Perform the administrative and human resource management functions relative to supervised staff including: Planning, scheduling, and assigning work; establishing guidelines and performance expectations for staff; providing feedback; periodically evaluating employee performance; overseeing training and development of staff; managing time and attendance; and carrying out Equal Employment Opportunity policies through active participation in program activities that foster positive working relationships and collaborative behavior.