Description
Internal Audit Manager
Lead and execute internal audit engagements for investment services operations to ensure compliance with regulatory and policy requirements. Develop and implement audit strategies, methodologies, and programs to identify risks and recommend solutions. Collaborate with cross-functional teams to assess internal controls and operational efficiency. Prepare detailed audit reports and present findings to senior management and stakeholders. Monitor and evaluate the effectiveness of corrective actions implemented by management. Provide guidance and mentorship to junior team members to enhance their professional growth and performance. Stay updated on industry regulations and trends to ensure compliance and best practices in the financial services sector. Foster relationships with internal and external stakeholders to promote a culture of transparency and accountability.
This opportunity is with a large organization in the financial services industry, known for its strong presence in the global market and emphasis on delivering comprehensive solutions. The company is committed to driving innovation and maintaining high standards of operational integrity.
Candidates must have deep knowledge of clearing broker-dealer functions and/or the full trade lifecycle, including: execution processes, clearing operations, settlement processes, custody services, proven leadership skills, in-depth knowledge of regulatory requirements, excellent analytical, problem-solving, and decision-making skills, and exceptional communication and presentation abilities.
What's on offer includes a competitive salary ranging from $130,000 to $165,000 USD annually, opportunities to collaborate with industry leaders in financial services, professional growth and development in a supportive environment, a comprehensive benefits package and additional perks.
This is an exciting opportunity to advance your career in the financial services industry. If you meet the qualifications and are ready for a rewarding challenge, we encourage you to apply.
Description
Internal Audit Manager
Lead and execute internal audit engagements for investment services operations to ensure compliance with regulatory and policy requirements. Develop and implement audit strategies, methodologies, and programs to identify risks and recommend solutions. Collaborate with cross-functional teams to assess internal controls and operational efficiency. Prepare detailed audit reports and present findings to senior management and stakeholders. Monitor and evaluate the effectiveness of corrective actions implemented by management. Provide guidance and mentorship to junior team members to enhance their professional growth and performance. Stay updated on industry regulations and trends to ensure compliance and best practices in the financial services sector. Foster relationships with internal and external stakeholders to promote a culture of transparency and accountability.
This opportunity is with a large organization in the financial services industry, known for its strong presence in the global market and emphasis on delivering comprehensive solutions. The company is committed to driving innovation and maintaining high standards of operational integrity.
Candidates must have deep knowledge of clearing broker-dealer functions and/or the full trade lifecycle, including: execution processes, clearing operations, settlement processes, custody services, proven leadership skills, in-depth knowledge of regulatory requirements, excellent analytical, problem-solving, and decision-making skills, and exceptional communication and presentation abilities.
What's on offer includes a competitive salary ranging from $130,000 to $165,000 USD annually, opportunities to collaborate with industry leaders in financial services, professional growth and development in a supportive environment, a comprehensive benefits package and additional perks.
This is an exciting opportunity to advance your career in the financial services industry. If you meet the qualifications and are ready for a rewarding challenge, we encourage you to apply.
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