Bachelor's Degree or equivalent
7 years of experience in banking, wealth management, compliance, or risk management
5 -7 years of experience supporting compliance programs, regulatory requirements, or operational risk activities
Exposure to compliance testing, monitoring, reporting, or policy implementation
Experience in Wealth Management or Trust & Fiduciary compliance
Familiarity with compliance risk management systems or frameworks
Relevant certification (e.g., CRCM) or progress toward certification preferred
Strong understanding of banking regulations, compliance frameworks, and risk management principles
Working knowledge of Wealth Management, Trust & Fiduciary, or investment-related compliance environments
Ability to interpret and apply regulatory requirements to business processes
Experience supporting compliance testing, monitoring, and issue remediation
Strong analytical and problem-solving skills
Excellent organization and time management skills
Strong written and verbal communication skills across all levels
Ability to identify process improvement opportunities and support implementation
Experience working cross-functionally between compliance and business teams
Proficiency in Microsoft Office (Outlook, Excel, Word, PowerPoint)
Experience supporting regulatory exams or audits preferred