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Advisor Engineering I E

Los Angeles,CA

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Date Posted
Title
Job Type
Benefits
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700 Advisor Engineering I E jobs in Los Angeles,CA

New, Posted 1 day ago
Retirement Plan Advisor - Spanish

Empower

Los Angeles, CA 90042

Flexible ScheduleBilingual Preferred
New, Posted 6 hours ago
ResumeLibrary
Sr. Associate, Quality Engineer 1

L3Harris Technologies

Canoga Park, CA 91303

Bilingual Preferred
New, Posted 1 day ago
Retirement Plan Advisor - Spanish

Empower

Los Angeles, CA 90044

Flexible ScheduleBilingual Preferred
New, Posted 12 hours ago
Apply Directly
Wealth Advisor - California

Enterprise Services

Los Angeles, CA 90001

New, Posted 5 hours ago
iHire
Retail Associate

Intuit

Pasadena, CA 91101

Bilingual Preferred
New, Posted 16 hours ago
Senior Private Wealth Advisor - Practice Lead

Empower Careers

Los Angeles, CA 90011

Flexible Schedule
New, Posted 4 hours ago
Retirement Plan Advisor - Spanish

Empower Careers

Los Angeles, CA 90011

Flexible ScheduleBilingual Preferred
New, Posted 6 hours ago
Physician / Family Practice / California / Permanent / Family Medicine w/ Los Angeles & San Bernardino FQHC - 260K-285K Salary Job

Enterprise Medical Recruiting

Los Angeles, CA 90001

Bilingual Preferred
New, Posted 1 day ago
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Executive Underwriter or AVP underwriting Director

Zurich Insurance Company

Los Angeles, CA 90001

Apply Directly
Regional Supervisory Principal

Mutual of Omaha

Torrance, CA 90501

Hybrid~ 24 minPaid Time OffRetirement Benefit

  • 5+ years of experience in a securities supervision, compliance, or related role within the financial services industry.
  • Active FINRA registrations (Series 7 or 1; Series 24 or 9/10; Series 63/65 or 66; Series 53) with the ability to obtain and maintain required state licenses, IAR registration, principal registration, and bonding.
  • Strong working knowledge of FINRA, SEC, and MSRB rules, with the ability to analyze sales activity, exception reports, and investigations to ensure regulatory and firm compliance.
  • Ability to work at our home office located in Omaha, Nebraska or a listed location, in a hybrid environment.
  • Travel up to 10% with flexibility across time zones.
  • Applicants for this position must not now, nor at any point in the future, require sponsorship for employment.
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