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Avp Regulatory Compliance

Los Angeles,CA

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562 Avp Regulatory Compliance jobs in Los Angeles,CA

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Vice President, Client Service Lead - Investment Performance and Risk Services

BNY

Los Angeles, CA 90012

$68,000-$150,000/yr
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SVP, Relationship Manager

Enterprise Bank and Trust

Cerritos, CA 90703

~ 27 min OnsiteBilingual PreferredPaid Time Off

  • Must have demonstrated skills in commercial credit underwriting, business development and portfolio management for mid-sized companies.
  • Proven ability to cross-sell other banking products, including loans, deposits and treasury management.
  • Effective time management and organizational skills are required.
  • Must be attentive to detail and accurate when analyzing financial statements and presenting a credit package for formal approval.
  • This position requires the use of sound business discretion, good judgment, and excellent problem solving skills.
  • Basic knowledge of personal computer hardware and software skills including MS Word and Excel.
  • Strong working knowledge of regulations, compliance standards, market trends and products relating to the banking industry.
  • Superior analytical and decision making skills based on a thoughtful assessment of risk.
  • Bachelor's degree (B.S.) from four-year college or university with a minimum of seven years related experience and/or training in commercial banking.
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New, Posted 16 hours ago
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Vice President, Fund/Client Accounting Manager I

BNY

Los Angeles, CA 90012

$68,000-$170,000/yr
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Retail Assistant Store Manager

DXL

Culver City, CA 90230

$18.87/hr

  • High school diploma or equivalent; college degree, _a_ _plus_
  • 1 years of experience in an Assistant Store Manager role
  • 2 years of experience in a supervisory role
  • Ability to lift up to 10 lbs. and move up to 50 lbs.
  • Willingness to travel to neighboring store locations
  • Experience in a commission oriented environment
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Pharmacy Inpatient Manager

Cedars-Sinai

Beverly Hills, CA 90213

~ 15 min OnsiteUrgently Hiring

  • California Pharmacist License upon hire
  • Basic Life Support (BLS) upon hire
  • 5 years or equivalent experience in inpatient pharmacy or pharmacy management required
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Assistant Professor, Gen Ed Science

West Coast University

Anaheim, CA 92899

~ 34 min Onsite

  • Master's or doctorate in a specialty field required.
  • If applicable, certification(s) in area(s) of specialization is required.
  • Four or more years of full-time documented teaching experience in a University setting which could include one or more years of teaching for West Coast University. Instructional experience must be at institutions which are regionally accredited. OR Six or more years (either adjunct, full or part-time) teaching in a University (or College) setting.
  • Program Specific Requirements: Knowledge of state, federal and local laws/regulations relating to programs, governmental compliance and other regulatory standards and accreditation bodies.
  • Ability to teach across multiple disciplines, including Anatomy, Physiology, Pathophysiology, Microbiology, Inorganic Chemistry, and GOB Chemistry.
  • Working with online learning management systems to further engage the student learning process is desirable.
  • Working knowledge of Microsoft Office Suite Products, especially Outlook, Word, PowerPoint and other MS office products as needed.
  • Must provide a documented background in educational methodology consistent with teaching assignments including but not limited to education theory and practice, or current concepts relative to specific subjects he or she will be teaching, or current clinical practice experience, or distance education techniques and delivery.
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New, Posted 1 hour ago
Assistant Manager

Jack In The Box

Burbank, CA 91504

Flexible Schedule
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Regional Supervisory Principal

Mutual of Omaha

Torrance, CA 90501

Hybrid~ 24 minPaid Time OffRetirement Benefit

  • 5+ years of experience in a securities supervision, compliance, or related role within the financial services industry.
  • Active FINRA registrations (Series 7 or 1; Series 24 or 9/10; Series 63/65 or 66; Series 53) with the ability to obtain and maintain required state licenses, IAR registration, principal registration, and bonding.
  • Strong working knowledge of FINRA, SEC, and MSRB rules, with the ability to analyze sales activity, exception reports, and investigations to ensure regulatory and firm compliance.
  • Travel up to 10% with flexibility across time zones.
  • Ability to work at our home office located in Omaha, Nebraska or a listed location, in a hybrid environment.
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Pharmacist - Ambulatory Care Clinic - Inflammatory Bowel Disease

Cedars-Sinai

Beverly Hills, CA 90213

$10,000 bonus
~ 15 min OnsiteUrgently Hiring

  • California Pharmacist license – Required
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Adjunct Assistant Professor, Science (Pathophysiology)

West Coast University

North Hollywood, CA 91601

~ 22 min Onsite

  • Master's or doctorate in a specialty field required
  • If applicable, certification(s) in area(s) of specialization is required
  • Four or more years of full-time documented teaching experience in a University setting which could include one or more years of teaching for West Coast University
  • (minimum of 60 units, e.g. 20 3-unit courses or their equivalent) teaching experience in a University setting which could include one or more years of teaching for West Coast University
  • Six or more years (either adjunct, full or part-time) teaching in a University (or College) setting
  • Proficient to teach Microbiology or Chemistry
  • Program Specific Requirements: Knowledge of state, federal and local laws/regulations relating to programs, governmental compliance and other regulatory standards and accreditation bodies
  • Must provide a documented background in educational methodology consistent with teaching assignments including but not limited to education theory and practice, or current concepts relative to specific subjects he or she will be teaching, or current clinical practice experience, or distance education techniques and delivery
SmartExplore AI is experimental.
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