627 Chief Finance Officer Cfo jobs in Los Angeles,CA

Santander Holdings USA

Los Angeles, CA 90067

Bachelor's degree or equivalent: in Finance, Business or equivalent degree - Required.
3+ Years Finance, Business or related field/sector - Required.
Active FINRA Licenses 7 and 63 required at or shortly upon start date.

Cedars-Sinai

Los Angeles, CA 90001

Santander Holdings USA

Huntington Park, CA 90255

Bachelor's degree or equivalent: in Finance, Business or equivalent degree - Required.
3+ Years Finance, Business or related field/sector - Required.
Active FINRA Licenses 7 and 63 required at or shortly upon start date.

Fisher Investments Careers

Los Angeles, CA 90011

Mutual of Omaha

Torrance, CA 90501

5+ years of experience in a securities supervision, compliance, or related role within the financial services industry.
Active FINRA registrations (Series 7 or 1; Series 24 or 9/10; Series 63/65 or 66; Series 53) with the ability to obtain and maintain required state licenses, IAR registration, principal registration, and bonding.
Strong working knowledge of FINRA, SEC, and MSRB rules, with the ability to analyze sales activity, exception reports, and investigations to ensure regulatory and firm compliance.
Travel up to 10% with flexibility across time zones.
Ability to work at our home office located in Omaha, Nebraska or a listed location, in a hybrid environment.