416 Finance Senior Financial Analyst jobs in Los Angeles,CA

5+ years of experience in a securities supervision, compliance, or related role within the financial services industry.
Active FINRA registrations (Series 7 or 1; Series 24 or 9/10; Series 63/65 or 66; Series 53) with the ability to obtain and maintain required state licenses, IAR registration, principal registration, and bonding.
Strong working knowledge of FINRA, SEC, and MSRB rules, with the ability to analyze sales activity, exception reports, and investigations to ensure regulatory and firm compliance.
Travel up to 10% with flexibility across time zones.
Ability to work at our home office located in Omaha, Nebraska or a listed location, in a hybrid environment.

BNY

Los Angeles, CA 90079

Advantex Professional Services

Compton, CA 90223

Bachelor's degree in Finance, Accounting, Economics, or related field
5–8+ years of progressive financial analysis experience
Advanced Excel skills and financial modeling capabilities
Experience with ERP systems such as Microsoft Dynamics 365 Business Central, SAP, Oracle, or NetSuite
On-site presence required

Patrice and Associates - Recruiting Specialists

Los Angeles, CA 90011

City National Bank

Beverly Hills, CA 90210

Bachelor's Degree or equivalent in Finance, Business or related field
Minimum 6 years of progressively increasing credit underwriting and portfolio management experience in relevant industry/industries