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Financial Advisor Greater Chicagoland

Los Angeles,CA

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738 Financial Advisor Greater Chicagoland jobs in Los Angeles,CA

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Start Your Tool Business - Vets Get $25K Credit

Mac Tools

Pasadena, CA 91104

Urgently HiringFlexible Schedule

  • Strong credit profile
  • Initial down payment
  • Financial strength is a key factor in our franchise approval process
SmartExplore AI is experimental.
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Consumer Lending Advisor

OneMain Financial

Burbank, CA 91502

Bilingual Preferred
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Start Your Tool Business - Vets Get $25K Credit

Mac Tools

Arcadia, CA 91007

Urgently HiringFlexible Schedule

  • Strong credit profile
  • Initial down payment
  • Financial strength is a key factor in our franchise approval process
SmartExplore AI is experimental.
View now
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Consumer Lending Advisor

OneMain Financial Careers

Burbank, CA 91505

Bilingual Preferred
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Wealth Advisor - California

Enterprise Services

Los Angeles, CA 90001

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Senior Private Wealth Advisor - Practice Lead

Empower Careers

Los Angeles, CA 90011

Flexible Schedule
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Consumer Lending Advisor

OneMain Financial

Fullerton, CA 92831

Bilingual Preferred
New, Posted 3 hours ago
Director of Finance and Operations

Growing Place

Santa Monica, CA 90405

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Regional Supervisory Principal

Mutual of Omaha

Torrance, CA 90501

Hybrid~ 24 minPaid Time OffRetirement Benefit

  • 5+ years of experience in a securities supervision, compliance, or related role within the financial services industry.
  • Active FINRA registrations (Series 7 or 1; Series 24 or 9/10; Series 63/65 or 66; Series 53) with the ability to obtain and maintain required state licenses, IAR registration, principal registration, and bonding.
  • Strong working knowledge of FINRA, SEC, and MSRB rules, with the ability to analyze sales activity, exception reports, and investigations to ensure regulatory and firm compliance.
  • Travel up to 10% with flexibility across time zones.
  • Ability to work at our home office located in Omaha, Nebraska or a listed location, in a hybrid environment.
SmartExplore AI is experimental.
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Financial Consultant - Thousand Oaks, CA

Fidelity Investments

Northridge, CA 91330

$60,000-$75,000/yr

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