Financial Advisor Greater Chicagoland

Los Angeles,CA

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738 Financial Advisor Greater Chicagoland jobs in Los Angeles,CA

Start Your Tool Business - Vets Get $25K Credit

Mac Tools

Pasadena, CA 91104

Urgently HiringFlexible Schedule

Strong credit profile
Initial down payment
Financial strength is a key factor in our franchise approval process

SmartExplore AI is experimental.

Consumer Lending Advisor

OneMain Financial

Burbank, CA 91502

Bilingual Preferred

Start Your Tool Business - Vets Get $25K Credit

Mac Tools

Arcadia, CA 91007

Urgently HiringFlexible Schedule

Strong credit profile
Initial down payment
Financial strength is a key factor in our franchise approval process

SmartExplore AI is experimental.

Consumer Lending Advisor

OneMain Financial Careers

Burbank, CA 91505

Bilingual Preferred

Wealth Advisor - California

Enterprise Services

Los Angeles, CA 90001

Senior Private Wealth Advisor - Practice Lead

Empower Careers

Los Angeles, CA 90011

Flexible Schedule

New, Posted 1 day ago

Consumer Lending Advisor

OneMain Financial

Fullerton, CA 92831

Bilingual Preferred

New, Posted 3 hours ago

Director of Finance and Operations

Growing Place

Santa Monica, CA 90405

Regional Supervisory Principal

Mutual of Omaha

Torrance, CA 90501

Hybrid~ 24 minPaid Time OffRetirement Benefit

5+ years of experience in a securities supervision, compliance, or related role within the financial services industry.
Active FINRA registrations (Series 7 or 1; Series 24 or 9/10; Series 63/65 or 66; Series 53) with the ability to obtain and maintain required state licenses, IAR registration, principal registration, and bonding.
Strong working knowledge of FINRA, SEC, and MSRB rules, with the ability to analyze sales activity, exception reports, and investigations to ensure regulatory and firm compliance.
Travel up to 10% with flexibility across time zones.
Ability to work at our home office located in Omaha, Nebraska or a listed location, in a hybrid environment.

SmartExplore AI is experimental.

Financial Consultant - Thousand Oaks, CA

Fidelity Investments

Northridge, CA 91330

$60,000-$75,000/yr

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