2065 Financial Planning Analysis Advisor jobs in Los Angeles,CA

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Consumer Lending Advisor

OneMain Financial

Burbank, CA 91502

Bilingual Preferred

Recommended

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Regional Supervisory Principal

Mutual of Omaha

Torrance, CA 90501

Hybrid~ 24 minUrgently HiringPaid Time OffRetirement Benefit

5+ years of experience in a securities supervision, compliance, or related role within the financial services industry.
Active FINRA registrations (Series 7 or 1; Series 24 or 9/10; Series 63/65 or 66; Series 53) with the ability to obtain and maintain required state licenses, IAR registration, principal registration, and bonding.
Strong working knowledge of FINRA, SEC, and MSRB rules, with the ability to analyze sales activity, exception reports, and investigations to ensure regulatory and firm compliance.
Travel up to 10% with flexibility across time zones.
Ability to work at our home office located in Omaha, Nebraska or a listed location, in a hybrid environment.

SmartExplore AI is experimental.

Recommended

Consumer Lending Advisor

OneMain Financial Careers

Carson, CA 90745

Bilingual Preferred

ResumeLibrary

Consumer Lending Advisor

OneMain Financial

Carson, CA 90746

Bilingual Preferred

Apply Directly

Wealth Advisor - California

Enterprise Services

Los Angeles, CA 90001

Recommended

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Vice President, Client Service Lead - Investment Performance and Risk Services

BNY

Los Angeles, CA 90079

$68,000-$150,000/yr

Recommended

iHire

Senior Accounting Manager

Skilled Wound Care

Playa Vista, CA 90094

$100,000-$130,000/yr

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Start Your Tool Business - Vets Get $25K Credit

Mac Tools

Dana Point, CA 92629

Flexible Schedule

Strong credit profile
Initial down payment
Financial strength is a key factor in our franchise approval process

SmartExplore AI is experimental.

Recommended

Apply Directly

Regional Supervisory Principal

Mutual of Omaha

Torrance, CA 90501

Hybrid~ 24 minPaid Time OffRetirement Benefit

5+ years of experience in a securities supervision, compliance, or related role within the financial services industry.
Active FINRA registrations (Series 7 or 1; Series 24 or 9/10; Series 63/65 or 66; Series 53) with the ability to obtain and maintain required state licenses, IAR registration, principal registration, and bonding.
Strong working knowledge of FINRA, SEC, and MSRB rules, with the ability to analyze sales activity, exception reports, and investigations to ensure regulatory and firm compliance.
Travel up to 10% with flexibility across time zones.
Ability to work at our home office located in Omaha, Nebraska or a listed location, in a hybrid environment.

SmartExplore AI is experimental.

Recommended