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Senior Regulatory Compliance Advisor

Los Angeles,CA

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430 Senior Regulatory Compliance Advisor jobs in Los Angeles,CA

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Regional Supervisory Principal

Mutual of Omaha

Torrance, CA 90501

Hybrid~ 24 minUrgently HiringPaid Time OffRetirement Benefit

  • 5+ years of experience in a securities supervision, compliance, or related role within the financial services industry.
  • Active FINRA registrations (Series 7 or 1; Series 24 or 9/10; Series 63/65 or 66; Series 53) with the ability to obtain and maintain required state licenses, IAR registration, principal registration, and bonding.
  • Strong working knowledge of FINRA, SEC, and MSRB rules, with the ability to analyze sales activity, exception reports, and investigations to ensure regulatory and firm compliance.
  • Travel up to 10% with flexibility across time zones.
  • Ability to work at our home office located in Omaha, Nebraska or a listed location, in a hybrid environment.
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New, Posted 20 hours ago
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Senior Specialist, Labor Relations HRBP

L3Harris Technologies

Topanga, CA 90290

Bilingual Preferred
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Regional Supervisory Principal

Mutual of Omaha

Torrance, CA 90501

Hybrid~ 24 minPaid Time OffRetirement Benefit

  • 5+ years of experience in a securities supervision, compliance, or related role within the financial services industry.
  • Active FINRA registrations (Series 7 or 1; Series 24 or 9/10; Series 63/65 or 66; Series 53) with the ability to obtain and maintain required state licenses, IAR registration, principal registration, and bonding.
  • Strong working knowledge of FINRA, SEC, and MSRB rules, with the ability to analyze sales activity, exception reports, and investigations to ensure regulatory and firm compliance.
  • Travel up to 10% with flexibility across time zones.
  • Ability to work at our home office located in Omaha, Nebraska or a listed location, in a hybrid environment.
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Property Adjuster Specialist - Field

USAA

Los Angeles, CA 90001

RemoteHealth InsurancePaid Time OffRetirement Benefit

  • High School Diploma or General Equivalency Diploma required.
  • 2 years of relevant property claims adjusting experience of moderate complexity losses that includes writing estimates, involving dwelling and structural damages.
  • Advanced knowledge of estimating losses using Xactimate or similar tools and platforms.
  • Proficient knowledge of residential construction.
  • Proficient knowledge of property claims contracts and interpretation of case law and state laws and regulations.
  • Proficient negotiation, investigation, communication, and conflict resolution skills.
  • Proven investigatory, analytical, prioritizing, multi-tasking, and problem-solving skills.
  • Ability to travel 50-75% of the year (local & non-local) and/or work catastrophe duty when needed.
  • Acquisition and maintenance of insurance adjuster license within 90 days and 3 attempts.
  • May require travel to resolve claims, attend training, and conduct in-person inspections.
  • May require the ability to crouch and stoop to inspect confined spaces, to include attics and go beneath homes into crawl spaces.
  • May need to meet all USAA safe driving requirements including verification of driving record through MVR & possession of valid driver's license.
  • May require the ability to lift a minimum of 35 pounds to include lifting a ladder in and out of the trunk of a car.
  • May require the ability to climb ladders and traverse roofs, this includes the ability to work at heights while inspecting roofs and attics.
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Pharmacist - Ambulatory Care Clinic - Inflammatory Bowel Disease

Cedars-Sinai

Beverly Hills, CA 90213

$10,000 bonus
~ 15 min OnsiteUrgently Hiring

  • California Pharmacist license – Required
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Air Import and Export Customer Service

One Circle Logistics (USA)

Los Angeles, CA 90001

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Account Director, Corporate Hospitality

Patrice and Associates - Recruiting Specialists

Los Angeles, CA 90011

$150,000-$170,000/yr
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Maintenance & Facilities Manager

The Timken Company

Santa Fe Springs, CA 90670

$108,000-$120,000/yr
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Wealth Advisor - California

Enterprise Services

Los Angeles, CA 90001

New, Posted 11 hours ago
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Senior Project Manager

KASA Construction

Chino, CA 91710

$120,000-$180,000/yr
~ 44 min OnsiteEducation AssistanceHealth InsurancePaid Time OffRetirement Benefit

  • Bachelor's Degree in Construction or Engineering preferred, but relevant experience may be considered in lieu of a degree.
  • Minimum of 5 years of extensive experience managing construction projects.
  • In-depth understanding of Lump Sum and Unit Price Contracts.
  • Familiarity with Public Works Projects, Civil Engineering work, and relevant specifications such as Green Book, Public Contract Code, SPPWC, and Caltrans Specs.
  • Experience with scheduling, estimating, and project management software is a plus.
  • Proficient in computer systems with the ability to adapt to new technologies and processes.
  • Strong written communication, problem-solving, and negotiation skills.
  • Strong math, accounting, and estimating skills.
  • Comprehensive understanding of the construction industry and public works projects.
  • Knowledge of financial operations and corporate cost control.
  • Thorough understanding of project contracts, plans, and specifications.
  • Ability to lead project meetings with project teams, owners, and subcontractors.
  • Experience in managing subcontractors/vendors, including agreements and purchase orders.
  • Ability to identify potential project risks and develop mitigation strategies.
  • Ability to coordinate and ensure timely payments from owners and vendors.
  • Ability to develop and maintain project schedules in alignment with project budgets.
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