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Mutual Funds Legal Compliance Specialist

New York,NY

1115 Mutual Funds Legal Compliance Specialist jobs in New York,NY

New, Posted 23 hours ago
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Loan Acquisition Specialist

OneMain Financial

Union, NJ 07083

~ 31 min OnsiteBilingual PreferredEducation AssistanceHealth InsurancePaid Time OffRetirement Benefit

  • High School Diploma or GED
SmartExplore AI is experimental.
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Tax Expert - On-Site

Intuit

Brooklyn, NY 11238

~ 26 min OnsiteUrgently HiringBilingual PreferredHealth InsurancePaid Time OffRetirement Benefit

  • EA (Enrolled Agent), CPA (Certified Public Accountant), or Practicing Attorney with strong tax preparation experience and extensive knowledge of tax laws preferred.
  • Have an active Preparer Tax Identification Number (PTIN) as required by law to file taxes.
  • Minimum of 3 years of paid experience filing 30 or more federal and state individual 1040 tax returns per tax season using professional tax preparation software.Familiarity with Circular 230
  • Must be comfortable working onsite at a TurboTax office location, primarily between the hours of 8:00 AM – 5:00 PM local time, Monday through Friday, for a minimum of 20 hours per week. Operating hours are subject to change and will likely scale up during periods of peak customer demand, such as tax season
  • Must be willing and able to complete all required training and development as determined by the business including, but not limited to, compliance training, proficiency-based up-skilling, cross-training of other products or offerings, and professional development. Training requirements are subject to change based on business needs and the company reserves the right to introduce additional requirements at any time
  • Must be willing to wear Intuit provided uniforms. Must be willing to use your name, picture for advertising on goggle.
  • Interest in building a local and online social presence as a TurboTax Expert, creating accessible tax-related content and resources for your community in accordance with Intuit's policies
  • Bilingual (English/Spanish) communication skills are a plus
  • Experience in holistic tax advisory services beyond tax filing
  • Must reside within the United States.
  • Must possess or be able to obtain any related State licenses, certificates, permits, or bonds.
SmartExplore AI is experimental.
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New, Posted 23 hours ago
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Loan Sales Specialist

OneMain Financial

Union, NJ 07083

~ 31 min OnsiteBilingual PreferredEducation AssistanceHealth InsurancePaid Time OffRetirement Benefit

  • High School Diploma or GED
SmartExplore AI is experimental.
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Manager/Senior Manager COMBO, NYFS Alternative Investments

KPMG

New York, NY 10025

OnsiteHealth InsuranceRetirement Benefit

  • Minimum five years of recent corporate tax experience in the financial services industry supporting alternative investments (investment partnership and/or mutual fund tax experience)
  • Bachelor's degree from an accredited college/university
  • Licensed CPA, JD/LLM or EA, in addition to others on KPMG's approved credential listing
  • Any individual who does not possess at least one of the approved designations/credentials when their employment commences, has one year from their date of hire to obtain at least one of the approved designations/credentials
  • Proficiency in the taxation of corporations, consolidated entities, partnerships, and other flow-through entities
  • Excellent verbal and written communication skills with the ability to articulate complex financial information
  • Minimum eight years of recent experience as a tax senior manager in a public accounting firm supporting alternative investments (investment partnership and/or mutual fund tax experience) [Additional Qualifications for Senior Manager]
SmartExplore AI is experimental.
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New, Posted 6 hours ago
Direct Sales Representative

Optimum

Bronx, NY 10473

$95,000-$125,000/yr
Urgently HiringBilingual Preferred
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Investment Tax Manager

MassMutual

New York, NY 10012

Hybrid

  • CPA or certification in process or Enrolled Agent
  • Bachelor's Degree
  • 7+ years of tax experience from public accounting or financial services
  • 5+ years of Income tax (ASC740) provision experience
SmartExplore AI is experimental.
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New, Posted 1 day ago
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(Experience Required) Full Time Field Inspector - Westchester, Dutchess, Orange&Sullivan County, NY - $26.00-$28.00/Hr.

Securitas

White Plains, NY 10601

$26-$28/hr
Requires Travel

  • At least 18 years of age.
  • High School Diploma or GED.
  • Ability to speak, read, and write in English.
  • Valid Security Guard License
  • Driver's License
  • Clean driving record
  • A reliable car is a must, as you'll be moving between sites.
  • A method of communication.
  • Must be willing to travel across Westchester, Orange, Dutchess & Sullivan County, NY!
  • Experience: You've got at least 4 years of solid security experience, preferably in a supervisory or management role.
SmartExplore AI is experimental.
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Recommended
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Tax Expert - On-Site

Intuit

New York, NY 10003

OnsiteUrgently HiringBilingual PreferredHealth InsurancePaid Time OffRetirement Benefit

  • EA (Enrolled Agent), CPA (Certified Public Accountant), or Practicing Attorney with strong tax preparation experience and extensive knowledge of tax laws preferred.
  • Have an active Preparer Tax Identification Number (PTIN) as required by law to file taxes.
  • Minimum of 3 years of paid experience filing 30 or more federal and state individual 1040 tax returns per tax season using professional tax preparation software.Familiarity with Circular 230
  • Must be comfortable working onsite at a TurboTax office location, primarily between the hours of 8:00 AM – 5:00 PM local time, Monday through Friday, for a minimum of 20 hours per week. Operating hours are subject to change and will likely scale up during periods of peak customer demand, such as tax season
  • Must be willing and able to complete all required training and development as determined by the business including, but not limited to, compliance training, proficiency-based up-skilling, cross-training of other products or offerings, and professional development. Training requirements are subject to change based on business needs and the company reserves the right to introduce additional requirements at any time
  • Must be willing to wear Intuit provided uniforms. Must be willing to use your name, picture for advertising on goggle.
  • Interest in building a local and online social presence as a TurboTax Expert, creating accessible tax-related content and resources for your community in accordance with Intuit's policies
  • Bilingual (English/Spanish) communication skills are a plus
  • Experience in holistic tax advisory services beyond tax filing
  • Must reside within the United States.
  • Must possess or be able to obtain any related State licenses, certificates, permits, or bonds.
SmartExplore AI is experimental.
View now
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Accounting Specialist

Marine Electric Systems

South Hackensack, NJ 07606

$25/hr
~ 26 min Onsite

  • At least two years of relevant experience in accounts payable, accounts receivable, bookkeeping, or general accounting.
  • Hands-on experience with Microsoft Dynamics 365 Business Central.
  • Strong understanding of basic accounting principles and practices.
  • Proficiency with Microsoft Excel, Outlook, and other Microsoft Office applications.
  • Strong numerical accuracy and attention to detail.
  • Ability to organize records, manage competing priorities, and meet deadlines.
  • Strong written and verbal communication skills.
  • Ability to handle confidential financial and business information appropriately.
  • Ability to work on-site in South Hackensack, New Jersey.
  • Must be a United States citizen due to applicable customer, contractual, and security requirements.
SmartExplore AI is experimental.
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PolyPath Market Risk Technology Specialist (Java/Python)

Santander Holdings USA

New York, NY 10022

Onsite

  • Bachelor's Degree: in related field or equivalent demonstrated through a combination of work experience, training, military service, or education - Required
  • Expert-level knowledge of PolyPath.
  • Strong experience in market risk, preferably within banking or capital markets.
  • Strong programming skills in Python and Java.
  • Solid understanding of fixed income products, pricing, valuation, and risk analytics.
  • Experience supporting risk models, valuation tools, pricing engines, or market risk platforms.
  • Ability to troubleshoot complex system, data, and pricing issues across multiple technology platforms.
  • Strong analytical skills with the ability to explain technical and market risk concepts clearly to both business and technology teams.
  • Experience working in a large banking, financial services, or regulated financial institution environment.
  • 10+ years of experience in banking, capital markets, financial technology, or market risk technology preferred.
  • Work Authorization & Sponsorship: Applicants must be legally authorized to work in the United States on a full-time basis without requiring employer sponsorship to commence employment.
SmartExplore AI is experimental.
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