2273 Analyst Manager jobs in Norwalk,CT

$65,600.00 - $92,675.00

Non-sales positions have the opportunity to participate in a bonus program.

Sales positions are eligible for sales incentives, and in some instances a bonus plan

Medical, dental, vision and life insurance

Retirement savings – 401(k) plan with generous company matching contributions (up to 6%), financial advisory services, potential company discretionary contribution, and a broad investment lineup

Tuition reimbursement up to $5,250/year

Generous paid time off upon hire – including a paid time off program plus ten paid company holidays and three floating holidays each calendar year

Paid volunteer time — 16 hours per calendar year

Leave of absence programs – including paid parental leave, paid short- and long-term disability, and Family and Medical Leave (FMLA)

Other necessary computer equipment, will be provided.

Bachelor's degree in Business, Finance, or a related field, or equivalent related experience

Three or more years of financial services experience, including demonstrated experience with brokerage products, brokerage operations, or transaction processing

Demonstrated knowledge of self-directed brokerage products, account operations, transaction processing, and applicable securities regulatory requirements

FINRA Series 7, Series 24, and Series 63 registrations required

FINRA Fingerprinting required

Proficiency with Microsoft Office applications and ability to learn systems required to support self-directed brokerage products and brokerage operations

Applicants must be authorized to work for any employer in the U.S. We are unable to sponsor or take over sponsorship of an employment visa at this time, including CPT/OPT.

You will be required to provide reliable high-speed internet with a wired connection as well as a place in your home to work with limited disruption.

You must have reliable connectivity from an internet service provider that is fiber, cable or DSL internet.

Experience supporting self-directed brokerage accounts, investment products, or retirement plan products

Experience performing registered principal supervisory reviews, reviewing brokerage transactions, and resolving supervisory exceptions

Experience supporting brokerage account administration, asset transfers, transaction processing, and complex operational issue resolution

Experience participating in brokerage system enhancements, operational process improvements, system testing, or regulatory change initiatives

Experience collaborating with external brokerage firms, investment providers, and vendors to improve operational processes and service delivery