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Compliance Analyst

Westfield,MA

1308 Compliance Analyst jobs in Westfield,MA

Featured Opportunity
The Jamrog Group Logo

The Jamrog Group - Holyoke, MA

Client Experience Associate
$53,000/yr
Flexible Schedule
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Maintenance Manager

CapstoneONE Search

New Hartford, CT 06057

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Mechanics Shop Foreman

Ondrick Materials & Recycling, LLC

Chicopee, MA 01013

~ 26 min Onsite

$40.00 - $45.00
40-45 Hourly Wage
Full Time Hourly
Full-time; primarily day shift with occasional extended hours, evenings, or weekends for breakdowns or project deadlines.
Mechanics Shop Foreman
5+ years of heavy diesel mechanic experience with strong diagnostics across engines, hydraulics, electrical, and driveline systems.
2+ years in a lead or foreman capacity (assigning work, coaching techs, closing work orders).
Proficiency with scan tools, service literature, schematics, and CMMS/work-order systems.
Ability to read technical drawings, torque specs, and apply OEM repair procedures.
Microsoft Office knowledge, Excel, Word, Outlook,
Valid driver's license
Clean MVR
Ability to pass pre-employment screening.
Frequent standing, bending, kneeling, climbing, and working in confined spaces
Lift/push/pull up to 75 lbs
Manual and power-tool use.
Yellow iron (heavy construction equipment) experience is preferred.
Demonstrated experience with construction “yellow iron” equipment (preferred).
ASE or OEM certifications (diesel, electrical, hydraulics)
CDL-B
Forklift certification.
New, Posted 13 hours ago
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Brokerage Product Operations Analyst

Empower

Granby, CT 06035

RemoteFlexible ScheduleEducation AssistanceHealth InsurancePaid Time OffRetirement Benefit

$65,600.00 - $92,675.00
Non-sales positions have the opportunity to participate in a bonus program.
Sales positions are eligible for sales incentives, and in some instances a bonus plan
Medical, dental, vision and life insurance
Retirement savings – 401(k) plan with generous company matching contributions (up to 6%), financial advisory services, potential company discretionary contribution, and a broad investment lineup
Tuition reimbursement up to $5,250/year
Generous paid time off upon hire – including a paid time off program plus ten paid company holidays and three floating holidays each calendar year
Paid volunteer time — 16 hours per calendar year
Leave of absence programs – including paid parental leave, paid short- and long-term disability, and Family and Medical Leave (FMLA)
Other necessary computer equipment, will be provided.
Bachelor's degree in Business, Finance, or a related field, or equivalent related experience
Three or more years of financial services experience, including demonstrated experience with brokerage products, brokerage operations, or transaction processing
Demonstrated knowledge of self-directed brokerage products, account operations, transaction processing, and applicable securities regulatory requirements
FINRA Series 7, Series 24, and Series 63 registrations required
FINRA Fingerprinting required
Proficiency with Microsoft Office applications and ability to learn systems required to support self-directed brokerage products and brokerage operations
Applicants must be authorized to work for any employer in the U.S. We are unable to sponsor or take over sponsorship of an employment visa at this time, including CPT/OPT.
You will be required to provide reliable high-speed internet with a wired connection as well as a place in your home to work with limited disruption.
You must have reliable connectivity from an internet service provider that is fiber, cable or DSL internet.
Experience supporting self-directed brokerage accounts, investment products, or retirement plan products
Experience performing registered principal supervisory reviews, reviewing brokerage transactions, and resolving supervisory exceptions
Experience supporting brokerage account administration, asset transfers, transaction processing, and complex operational issue resolution
Experience participating in brokerage system enhancements, operational process improvements, system testing, or regulatory change initiatives
Experience collaborating with external brokerage firms, investment providers, and vendors to improve operational processes and service delivery
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Product Security Lead

Cartamundi North America

East Longmeadow, MA 01028

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Liquidity Modeling & Analysis Consultant

MassMutual

Springfield, MA 01103

~ 34 min Onsite

Access to learning content on Degreed and other informational platforms
Full-Time
Bachelor's degree in Economics, Business, Finance, Applied Mathematics, or similar quantitative area of study
3+ Years of progressive experience in any of the following areas: Corporate Treasury, Financial Planning & Analysis (FP&A;), Corporate Development / M&A;, Management or Risk Consulting, Risk Management, or Quantitative Analysis
Experience with financial modeling in Microsoft Excel
5+ years of progressive experience in Corporate Treasury, FP&A;, or Financial Modeling
CFA/FRM or progress towards CFA or FRM
Experience from banking or insurance industries
Direct experience in liquidity stress testing concepts, including stress testing scenario design, assumption design and review, and contingency funding planning
Experience with large, complex financial datasets and translating insights into actionable recommendations for business partners
Demonstrated Technical and Data Visualization skillset (e.g., Power BI, Tableau, SQL, Alteryx)
Understanding of investments and asset-liability management
Understanding of insurance liabilities and familiarity with their associated liquidity risks
Recommended
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IT Strategic Sourcing & Purchasing Consultant

Yoh

Holyoke, MA 01040

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LinkedIn
Senior FP&A Consultant (Possible Contract-to-Perm)

TriSource

Westfield, MA

New, Posted 1 day ago
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LinkedIn
Remote U.S. Based Supervisory Analyst

Dawn Taylor Associates

Westfield, MA

Remote
New, Posted 1 hour ago
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Manager, Software Engineer

L3Harris Technologies

Montgomery, MA 01085

Bilingual Preferred

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LinkedIn
Data Analyst (Strategy)

NMQ Digital

Westfield, MA

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