Compliance Associate
Atlantic Group
Putnam Valley,NY,
Compliance Officer
Mashreq
Putnam Valley,NY,
Compliance Officer (Trading Firm)
Anonymous
Putnam Valley,NY,
Corporate Counsel/Compliance Officer
LHH
Putnam Valley,NY,
Associate, Compliance - New York
Maybank
Putnam Valley,NY,
Chief Compliance Officer, Broker-Dealer
Simmons & Hanbury
Putnam Valley,NY,
Compliance Analyst
BBVA
New City,NY,
Senior Compliance Officer
Global Investment Bank and Broker Dealer
Putnam Valley,NY,
Compliance Officer / Regulatory Counsel Regulated Funds (1940 Act)
Larson Maddox
Greenwich,CT,
Compliance Testing Officer
Partnership Employment
Greenwich,CT,