2555 Principal Architect Mes jobs in Los Angeles,CA

Regional Supervisory Principal

Mutual of Omaha

Torrance, CA 90501

5+ years of experience in a securities supervision, compliance, or related role within the financial services industry.
Active FINRA registrations (Series 7 or 1; Series 24 or 9/10; Series 63/65 or 66; Series 53) with the ability to obtain and maintain required state licenses, IAR registration, principal registration, and bonding.
Strong working knowledge of FINRA, SEC, and MSRB rules, with the ability to analyze sales activity, exception reports, and investigations to ensure regulatory and firm compliance.
Ability to work at our home office located in Omaha, Nebraska or a listed location, in a hybrid environment.
Travel up to 10% with flexibility across time zones.
Applicants for this position must not now, nor at any point in the future, require sponsorship for employment.

Anaheim Union High School District

Anaheim, CA 92804

The Walt Disney Company (Corporate) Careers

Burbank, CA 91505

Disneyland Resort Careers

Anaheim, CA 92804

Hawthorne School District

Hawthorne, CA 90250

Rosemead Elementary

Rosemead, CA 91770

Securitas

Los Angeles, CA 90058

Our highly sought after Armed Security officer positions include full training.
If you have experience in security, law enforcement or military you are a great fit for this role; if not, we will provide you with the training and everything you need for a great introduction to a career in the security industry.
Flexible schedules