1342 Compliance Analyst jobs in Wayne,NJ

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VP - Employee Compliance, Central Compliance Team CIB

Santander Holdings USA

New York, NY 10022

Hybrid~ 43 min

Bachelor's Degree: in related field or equivalent demonstrated through a combination of work experience, training, military service, or education - Required
5+ Years Compliance, Legal, Regulatory, or Financial Services. - Required.
Education: Master's Degree: in related field or equivalent demonstrated through a combination of work experience, training, military service, or education - Preferred
Regulatory knowledge including FINRA, SEC, and broker-dealer regulatory requirements
Experience with employee compliance platforms such as StarCompliance, MCO (MyComplianceOffice), Schwab Compliance Technologies, or similar systems. - Preferred.
FINRA registrations (Series 7, 79, or similar) preferred or willingness to obtain. - Preferred.
Applicants must be legally authorized to work in the United States on a full-time basis without requiring employer sponsorship to commence employment.
Work Authorization & Sponsorship: Applicants must be legally authorized to work in the United States on a full-time basis without requiring employer sponsorship to commence employment.

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Research Analyst

ACORD Corporation

Little Falls, NJ 07424

iHire

Controller ( Hybrid )

EpicWorks

Brooklyn, NY 11201

$154,000-$203,000/yr

New, Posted 1 day ago

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Actuary - Hybrid

DW Simpson

New York, NY 10038

New, Posted 15 hours ago

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Procurement Operations & Compliance Specialist [211280]

Skill

New York, NY 10261

Hybrid~ 43 minHealth InsuranceRetirement Benefit

2+ Years of hands-on experience utilizing Oracle EBS for data entry, vendor setup, or supply chain workflows.
Direct experience in Procurement/Supply Chain compliance, specifically managing supplier onboarding data and auditing vendor documentation.
Proficiency in managing Certificates of Insurance (COIs), ensuring third-party compliance with corporate and regulatory standards.
Local NYC Candidate (Commutable to 4 Irving Place): This role is a hybrid position requiring a minimum of 3 days on-site per week in New York City. Candidates must be local to the tri-state area; relocation assistance or remote-only arrangements will not be considered for this contract role.
Proficiency with enterprise resource planning systems for supplier management.
Demonstrated experience in Third Party Risk Management.
Advanced proficiency in Microsoft Office Suite.
Strong skills in data review and analysis.
Exceptional professional communication abilities, both written and verbal.
Proven ability to foster strong team collaboration.
Bachelor's Degree in a related field.

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New, Posted 1 day ago

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Program Reporting & Analytics Analyst

MARYLAND ENERGY ADVISORS

Newark, NJ 07101

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Research Analyst

Kharon

New York, NY 10025

New, Posted 1 day ago

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Industry Mapping Analyst

Initio Capital

New York, NY 10025

New, Posted 1 day ago

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Senior Manager, Asset Management Compliance - Alternatives Manager Oversight

Fidelity Investments

North Bergen, NJ 07047

~ 36 min OnsiteEducation AssistanceHealth InsurancePaid Time OffRetirement Benefit

Bachelor's degree or equivalent
5+ years of compliance, risk, and/or regulatory experience in the financial services industry
Strong understanding of the federal securities laws including the Investment Advisers Act of 1940
Excellent verbal, written, and interpersonal communication skills
Strong analytical and problem-solving skills with an ability to understand complex issues and regulatory requirements and to provide clear and concise point of view in written and verbal communications, including to senior management
Drive to evaluate opportunities for improvements in process through technology solutions
Strong organizational skills and attention to detail, with a proven ability to succeed in a fast-paced environment
Onsite visits (some travel required)

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